Search for: "Enron Corp Securities, Derivative " Results 1 - 19 of 19
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6 Feb 2008, 10:10 pm
Fast forward a few years and get a load of this W$J article: In an acknowledgment that the system it used to rate billions of dollars of mortgage-related securities was potentially flawed, Moody's Corp. said it is considering a new way of rating those and other sometimes-volatile structured finance vehicles. [read post]
12 Apr 2010, 3:50 pm by Page Perry LLC
The early CDOs were hurt by a swift deterioration in average creditworthiness and defaults, including those of Enron Corp. and WorldCom Inc. [read post]
17 Oct 2011, 7:28 am by Luke Green
This shift to increased institutional activism, which appears to have taken place in the late 1990s and early 2000s, was likely heavily influenced by landmark settlements, such as In Re Cendant Corp, 264 F.3d 201 (3rd Cir. 2001), as well as backlash from highly publicized corporate scandals at companies like Enron and WorldCom in the early 2000’s. [read post]
6 Jan 2015, 4:14 am by Kevin LaCroix
It also became clear during 2014 that — along with the reputational risks and operational integrity issues—cyber security also increasingly represents a potential liability exposure for corporate directors and officers, as highlighted by two sets of lawsuits filed this year   First, as discussed here, in January 2014, shareholders filed two derivative lawsuits in the United States District Court for the District of Minnesota against certain officers and directors… [read post]
16 Apr 2010, 5:54 am by Broc Romanek
Today, the SEC's budget is offset by fees on the securities industry, assessed primarily on securities transactions and registrations. [read post]
4 Apr 2011, 5:38 pm by Cynthia Marcotte Stamer
Mitigate Risk With Appropriate Prevention, Monitoring & Response Executives, board members, and other business leaders of companies providing health, 401(k) or other employee benefits under plans regulated by the Employee Retirement Income Security Act of 1974, as amended (ERISA) should heed a series of recent fiduciary liability settlement orders and lawsuits of the U.S. [read post]
10 Dec 2009, 6:09 am by James Morphy, Sullivan & Cromwell LLP,
Currently, Item 10(c) of Regulation S-K permits, but does not require, registrants to disclose in registration statements and periodic reports the credit ratings assigned to classes of debt securities, convertible debt securities and preferred stock. [read post]
3 Sep 2014, 4:14 am by Kevin LaCroix
  What Will Happen With the Securities Cases on the U.S. [read post]
10 Aug 2010, 2:38 am by Kevin LaCroix
                A third complicating consideration is the interest of the entity in the case of a company that has cover under Side-B (reimbursement of the entity for claims paid on behalf of directors and officers) or Side-C (which provides coverage to the entity itself, generally for securities claims). [read post]
28 Mar 2010, 9:40 pm by Sam E. Antar
So desperate was Mulacek to evade the consequences of his actions relating to a case going to trial this May, that he filed bankruptcy for a company he controls in what seems an attempt to derail the lawsuit, which is asking up to $1.3 billion in derivative or stockholder claims. [read post]
14 Jul 2009, 6:37 am
The only answer needed to that question is a reading of Strine's AIG flambe, issued in February in the derivative action against its directors and auditors. [read post]